UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
Charles & Colvard, Ltd. (the “Company”) held its Annual Meeting of Shareholders on November 18, 2021 (the “Annual Meeting”). The shareholders considered three proposals, each of which is described in more detail in the definitive proxy statement for the Company’s 2021 Annual Meeting of Shareholders filed with the Securities and Exchange Commission on October 1, 2021 (the “Proxy Statement”).
Proposal 1: To elect five nominees described in the Proxy Statement to the Company’s Board of Directors. The votes were cast as follows:
| For | Withheld | Broker Non-Votes | ||||
| Anne M. Butler | 13,249,363 | 440,359 | 8,865,815 | |||
| Benedetta Casamento | 13,203,698 | 486,024 | 8,865,815 | |||
| Neal I. Goldman | 13,026,418 | 663,304 | 8,865,815 | |||
| Don O’Connell | 13,566,676 | 123,046 | 8,865,815 | |||
| Ollin B. Sykes | 13,437,656 | 252,066 | 8,865,815 |
All director nominees were duly elected.
Proposal 2: To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2022. The votes were cast as follows:
| For | Against | Abstain | |||
| 22,407,354 | 64,271 | 83,912 |
Proposal 2 was approved.
Proposal 3: To vote, on an advisory (nonbinding) basis, to approve executive compensation. The votes were cast as follows:
| For | Against | Abstain | Broker Non-Votes | |||
| 10,934,755 | 467,886 | 2,287,079 | 8,868,817 |
Proposal 3 was approved.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Charles & Colvard, Ltd. | |||
| November 19, 2021 | By: | /s/ Clint J. Pete | |
| Clint J. Pete | |||
| Chief Financial Officer | |||